SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-F 13F-HR 8/14/2019 6/30/2019
10-Q 10-Q 8/6/2019 6/30/2019
8-K 8-K 8/1/2019 8/1/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 8/1/2019 7/30/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 7/11/2019 7/11/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Regulation FD Disclosure and Financial Statements and Exhibits.
11-K 11-K 6/24/2019 12/31/2018
Abstract: Registrant filed the annual report for The Western Asset Management 401(k) plan.
Proxy DEF 14A 6/20/2019 7/30/2019
Proxy DEFA14A 6/20/2019
11-K 11-K 6/19/2019 12/31/2018
Abstract: Registrant filed the annual report for The Legg Mason profit sharing and 401(k) plan.
10-K 10-K 5/24/2019 3/31/2019
8-K 8-K 5/21/2019 5/20/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Regulation FD Disclosure; and Financial Statements and Exhibits.
8-K 8-K 5/17/2019 5/13/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
13-F 13F-HR 5/15/2019 3/31/2019
8-K 8-K 5/13/2019 5/13/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
13-F 13F-HR 2/14/2019 12/31/2018
13-D SC 13G 2/14/2019
8-K 8-K 2/12/2019 2/12/2019
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Regulation FD Disclosure.
13-D SC 13G/A 2/12/2019
13-D SC 13G/A 2/6/2019
10-Q 10-Q 2/5/2019 12/31/2018

Displaying 1 to 20 (of 335 filings)

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