SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
11-K 11-K 6/19/2020 12/31/2019
Abstract: Registrant filed the annual report for The Legg Mason profit sharing and 401(k) plan.
11-K 11-K 6/18/2020 12/31/2019
Abstract: Registrant filed the annual report for The Western Asset Management 401(k) plan.
10-K 10-K 5/29/2020 3/31/2020
8-K 8-K 5/15/2020 5/15/2020
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Submission of Matters to a Vote of Security Holder.
13-F 13F-HR 5/15/2020 3/31/2020
8-K 8-K 5/6/2020 5/6/2020
Abstract: Registrant filed the supplement to definitive proxy statement.
Proxy DEFA14A 5/6/2020
8-K 8-K 5/1/2020 4/29/2020
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
8-K 8-K 4/29/2020 4/29/2020
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition; Regulation FD Disclosure; and Financial Statements and Exhibits.
Proxy DEFM14A 4/16/2020
Proxy PREM14A 3/27/2020 3/27/2020
13-D SC 13G/A 3/20/2020
Proxy DEFA14A 2/19/2020
8-K 8-K 2/18/2020 2/18/2020
Abstract: On Feb. 18, registrant announced that Franklin Templeton entered into a definitive agreement to acquire Legg Mason Inc. for $50.00 per share of common stock in an all-cash transaction.
8-K 8-K 2/18/2020 2/17/2020
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Entry into a Material Definitive Agreement; Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; and Financial Statements and Exhibits.
Proxy DFAN14A 2/18/2020
Proxy DEFA14A 2/18/2020
Proxy DEFA14A 2/18/2020
Proxy DEFA14A 2/18/2020
13-F 13F-HR 2/14/2020 12/31/2019

Displaying 1 to 20 (of 339 filings)

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