SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-F 13F-HR 8/14/2018 6/30/2018
10-Q 10-Q 8/6/2018 6/30/2018
8-K 8-K 8/1/2018 7/31/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Submission of Matters to a Vote of Security Holder.
8-K 8-K 7/25/2018 7/25/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
Proxy DEFA14A 7/11/2018
11-K 11-K/A 6/28/2018 12/31/2017
11-K 11-K 6/28/2018 12/31/2017
Abstract: Registrant filed the annual report for The Legg Mason profit sharing and 401(k) plan.
11-K 11-K 6/26/2018 12/31/2017
Abstract: Registrant filed the annual report for The Western Asset Management 401(k) plan.
Proxy DEF 14A 6/20/2018 7/31/2018
Proxy DEFA14A 6/20/2018
8-K 8-K 6/15/2018 6/12/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year and Financial Statements and Exhibits.
13-D SC 13G/A 6/11/2018
Company Communication CORR 6/4/2018
13-D SC 13D/A 5/31/2018
10-K 10-K 5/30/2018 3/31/2018
13-F 13F-HR 5/15/2018 3/31/2018
8-K 8-K 4/25/2018 4/25/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 2/26/2018 2/21/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year and Financial Statements and Exhibits.
13-F 13F-HR 2/14/2018 12/31/2017
13-D SC 13G/A 2/13/2018

Displaying 1 to 20 (of 353 filings)