SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Proxy DEFA14A 6/26/2017
11-K 11-K 6/23/2017 12/31/2016
Abstract: Registrant filed the annual report for its profit sharing and 401(k) plan.
11-K 11-K 6/23/2017 12/31/2016
Abstract: Registrant filed the annual report for the Western Asset Management 401(k) plan.
Transcript AST 6/15/2017
Abstract: Transcript of Legg Mason Inc Sell Side Analyst and Investor Call on 6/15/2017
Proxy DEF 14A 6/14/2017 7/25/2017
Proxy DEFA14A 6/14/2017
8-K 8-K 6/5/2017 6/2/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Entry into a Material Definitive Agreement and Financial Statements and Exhibits.
10-K 10-K 5/24/2017 3/31/2017
13-F 13F-HR 5/15/2017 3/31/2017
8-K 8-K 4/26/2017 4/26/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 3/31/2017 3/31/2017
Abstract: Registrant reported that on March 31, it and certain other parties entered into a third amendment to the registrant’s unsecured credit agreement, dated as of Dec. 29, 2015. The third amendment was included by exhibit.
Annual Report AR 3/31/2017
Transcript CPT 3/1/2017
Abstract: Transcript of Legg Mason Inc at Citi Asset Management, Broker Dealer & Market Structure Conference on 3/1/2017
13-F 13F-HR 2/14/2017 12/31/2016
13-D SC 13G 2/14/2017
13-D SC 13G/A 2/10/2017
10-Q 10-Q 2/7/2017 12/31/2016
8-K 8-K 2/1/2017 2/1/2017
Abstract: On Feb. 1, registrant reported its net income for the quarter ended Dec. 31, 2016. Registrant declared a dividend of 22 cents per share, payable April 17 to shareholders as of March 16.
13-D SC 13D/A 2/1/2017
8-K 8-K 1/31/2017 1/31/2017
Abstract: Registrant reported that on Jan. 31, it and Shanda Asset Management Investment Ltd. entered into a first amendment to investor rights and standstill agreement. Registrant reported that its board of directors elected Tianqiao Chen and Robert Chiu to serve as nonemployee directors of the registrant, effective Feb. 1. The investor rights and standstill agreement and the first amendment were included by exhibit.

Displaying 1 to 20 (of 418 filings)