SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Proxy DEF 14A 6/20/2018 7/31/2018
Proxy DEFA14A 6/20/2018
8-K 8-K 6/15/2018 6/12/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year and Financial Statements and Exhibits.
13-D SC 13G/A 6/11/2018
Company Communication CORR 6/4/2018
13-D SC 13D/A 5/31/2018
10-K 10-K 5/30/2018 3/31/2018
13-F 13F-HR 5/15/2018 3/31/2018
8-K 8-K 4/25/2018 4/25/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 2/26/2018 2/21/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year and Financial Statements and Exhibits.
13-F 13F-HR 2/14/2018 12/31/2017
13-D SC 13G/A 2/13/2018
13-D SC 13G/A 2/9/2018
10-Q 10-Q 2/5/2018 12/31/2017
13-D SC 13G/A 1/25/2018
8-K 8-K 1/24/2018 1/24/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 1/9/2018 1/9/2018
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Regulation FD Disclosure.
8-K 8-K 12/26/2017 12/22/2017
Abstract: On Dec. 22, registrant announced that it entered into an agreement with Shanda Asset Management Investment Ltd. to repurchase the 5,567,653 shares of the registrant’s common stock beneficially owned by Shanda Asset Management Investment. The share repurchase agreement was included by exhibit.
13-D SC 13D/A 12/26/2017
8-K 8-K 11/28/2017 11/28/2017
Abstract: On Nov. 28, registrant announced that Michelle Goldberg, a venture capital investor, and Alison Quirk, a financial services industry senior executive, were appointed to its board of directors.

Displaying 1 to 20 (of 354 filings)