SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-D SC 13D/A 7/7/2016
8-K 8-K 6/29/2016 6/29/2016
Abstract: Registrant reported that it is making a disclosure in order to provide certain information about its exposures to the U.K. and eurozone.
11-K 11-K 6/17/2016 12/31/2015
Abstract: Registrant filed the annual report for the Legg Mason profit-sharing and 401(k) plan.
11-K 11-K 6/17/2016 12/31/2015
Abstract: Registrant filed the annual report for the Western Asset Management 401(k) plan.
Proxy DEF 14A 6/15/2016 7/26/2016
Proxy DEFA14A 6/15/2016
13-D SC 13G/A 6/9/2016
Transcript CPT 6/2/2016
Abstract: Transcript of Legg Mason Inc at KBW Asset Management & Capital Markets Conference on 6/2/2016
10-K 10-K 5/23/2016 3/31/2016
13-F 13F-HR 5/16/2016 3/31/2016
8-K 8-K 4/29/2016 4/29/2016
Abstract: On April 29, registrant reported its net loss for the fiscal quarter and its net loss for the fiscal year ended March 31. Registrant declared a dividend of 22 cents per share on its common stock, payable July 5 to shareholders as of June 13.
13-D SC 13D 4/21/2016
13-D SC 13D/A 4/12/2016
8-K 8-K 4/1/2016 3/31/2016
Abstract: Registrant reported that on March 31, it and certain other parties entered into a first amendment to the registrant’s unsecured credit agreement, dated Dec. 29, 2015. The first amendment was included by exhibit.
Annual Report AR 3/31/2016
8-K 8-K 3/22/2016 3/17/2016
Abstract: Registrant reported that on March 22, it completed the closing of the issuance and sale of $450 million of its 4.750% senior notes due 2026. Registrant reported that on March 17, it entered into an underwriting agreement with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the underwriters named therein. The underwriting agreement was included by exhibit.
Registration Statement 8-A12B 3/22/2016
Abstract: Registrant filed a description of its 6.375% junior subordinated notes due 2056, incorporated by reference into its registration statement on Form S-3, in order to register them under the Securities Exchange Act of 1934.
Prospectus 424B5 3/18/2016
Prospectus FWP 3/17/2016
Prospectus 424B3 3/17/2016

Displaying 1 to 20 (of 411 filings)