SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
Transcript CPT 9/13/2016
Abstract: Transcript of Legg Mason Inc at Barclays Global Financial Services Conference on 9/13/2016
Transcript AST 9/8/2016
Abstract: Transcript of Legg Mason Inc Sell Side Analyst Lunch and Investor Call on 9/8/2016
8-K 8-K 9/8/2016 9/8/2016
Abstract: Registrant reported that on Sept. 8, its representatives are presenting a slide presentation at a Sell Side Analyst Lunch and Investor Call. The slide presentation was included by exhibit.
8-K 8-K 9/7/2016 9/7/2016
Abstract: Registrant reported that on Sept. 7, it and certain other parties entered into a second amendment to the registrant’s unsecured credit agreement, dated Dec. 29, 2015. The second amendment was included by exhibit.
13-F 13F-HR 8/15/2016 6/30/2016
Registration Statement 8-A12B 8/11/2016
Abstract: Registrant filed a description of its 5.45% junior subordinated notes due 2056, incorporated by reference into its registration statement on Form S-3, in order to register them under the Securities Exchange Act of 1934.
8-K 8-K 8/8/2016 8/3/2016
Abstract: Registrant reported that on Aug. 8, it completed the closing of the issuance and sale of $500 million of the its 5.45% junior subordinated notes due 2056. The underwriting agreement, among other things, was included by exhibit.
Prospectus 424B5 8/4/2016
8-K 8-K 8/3/2016 8/3/2016
Abstract: Registrant reported that it priced its underwritten public offering of $500 million of junior subordinated notes due 2056.
Prospectus 424B3 8/3/2016
Prospectus FWP 8/3/2016
10-Q 10-Q 8/2/2016 6/30/2016
8-K 8-K 7/27/2016 7/27/2016
Abstract: On July 27, registrant reported its net income for the quarter ended June 30. Registrant declared a dividend of 22 cents per share, payable Oct. 24 to shareholders as of Oct. 6.
8-K 8-K 7/27/2016 7/26/2016
Abstract: Registrant reported the results of its annual meeting of stockholders held July 26.
13-D SC 13D/A 7/7/2016
8-K 8-K 6/29/2016 6/29/2016
Abstract: Registrant reported that it is making a disclosure in order to provide certain information about its exposures to the U.K. and eurozone.
11-K 11-K 6/17/2016 12/31/2015
Abstract: Registrant filed the annual report for the Western Asset Management 401(k) plan.
11-K 11-K 6/17/2016 12/31/2015
Abstract: Registrant filed the annual report for the Legg Mason profit-sharing and 401(k) plan.
Proxy DEF 14A 6/15/2016 7/26/2016
Proxy DEFA14A 6/15/2016

Displaying 1 to 20 (of 421 filings)