SEC Documents

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Each of Legg Mason's recent reports to the Securities and Exchange Commission contains information as of the dates stated in such documents. Information in these documents is updated only through subsequent filings with the Securities and Exchange Commission and press releases. Legg Mason has no duty to, and will not, update these documents.

Documents are grouped by Calendar Year.

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
8-K 8-K 10/13/2017 10/12/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
13-D SC 13D/A 10/13/2017
13-F 13F-HR 8/14/2017 6/30/2017
Registration Statement S-8 8/7/2017
Abstract: Registrant filed a registration statement for up to 8,269,000 shares of common stock in an offering valued at approximately $316.4 million offered through its 2017 equity incentive plan.
10-Q 10-Q 8/4/2017 6/30/2017
8-K 8-K 7/28/2017 7/25/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Submission of Matters to a Vote of Security Holder.
8-K 8-K 7/26/2017 7/26/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 7/10/2017 7/10/2017
Abstract: Registrant reported that it provided data relating to the registrant’s equity compensation plans as of May 31 to reflect the issuance of awards on May 15 in respect of compensation for the fiscal year ended March 31.
13-D SC 13D/A 6/30/2017
Proxy DEFA14A 6/26/2017
11-K 11-K 6/23/2017 12/31/2016
Abstract: Registrant filed the annual report for its profit sharing and 401(k) plan.
11-K 11-K 6/23/2017 12/31/2016
Abstract: Registrant filed the annual report for the Western Asset Management 401(k) plan.
Proxy DEF 14A 6/14/2017 7/25/2017
Proxy DEFA14A 6/14/2017
8-K 8-K 6/5/2017 6/2/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Entry into a Material Definitive Agreement and Financial Statements and Exhibits.
10-K 10-K 5/24/2017 3/31/2017
13-F 13F-HR 5/15/2017 3/31/2017
8-K 8-K 4/26/2017 4/26/2017
Abstract: 8-K filed by Legg Mason Inc. (LM) covering Results of Operations and Financial Condition and Financial Statements and Exhibits.
8-K 8-K 3/31/2017 3/31/2017
Abstract: Registrant reported that on March 31, it and certain other parties entered into a third amendment to the registrant’s unsecured credit agreement, dated as of Dec. 29, 2015. The third amendment was included by exhibit.
13-F 13F-HR 2/14/2017 12/31/2016

Displaying 1 to 20 (of 360 filings)