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Document Details

Filing Type

8-K (SEC's EDGAR System)

Company Legg Mason, Inc. (Baltimore, MD)
Event Date 1/31/2017
Filing Date 1/31/2017

Abstract: Registrant reported that on Jan. 31, it and Shanda Asset Management Investment Ltd. entered into a first amendment to investor rights and standstill agreement. Registrant reported that its board of directors elected Tianqiao Chen and Robert Chiu to serve as nonemployee directors of the registrant, effective Feb. 1. The investor rights and standstill agreement and the first amendment were included by exhibit.

File Section(s)

  1. 8-K
  2. EXHIBIT 10.2

Note: This document was filed with the SEC in HTML format, as allowed by the recent EDGAR system modernization. S&P cannot take responsibility for its appearance, layout, or legibility.